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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-12-22
  • WI RA
    APPROVED
    Since 2016-12-22

Branch Locations

South Milwaukee, WI • United States

417 E. Chicago Street, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 04/2005 10/2021
Allspring Funds Distributor, Llc Menomonee Falls WI 11/2021 Present
Allspring Funds Management, Llc Menomonee Falls WI 11/2021 Present
  • 04/2005 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Menomonee Falls, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-30
S63 Uniform Securities Agent State Law Examination 2002-02-18
  • S65 Uniform Investment Adviser Law Examination
    2006-11-30
  • S63 Uniform Securities Agent State Law Examination
    2002-02-18
Other Names
  • Joseph Carmelo Curatola

View on SEC IAPD

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