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Joseph Thomas Diverniero

Vanguard Advisers, Inc.

Charlotte, NC

CRD 8214758

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-01
TX RA APPROVED 2026-06-01
  • NC RA
    APPROVED
    Since 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Advisers, Inc. Charlotte NC 06/2026 Present
The Vanguard Group, Inc. Charlotte NC 03/2026 Present
Vanguard Marketing Corporation Charlotte NC 03/2026 Present
Charlotte Deli Provisions Huntersville NC 10/2019 03/2026
International Data Group New York NY 06/2017 09/2019
Tribune Media New York NY 01/2017 06/2017
Fox Networks Group New York NY 10/2015 12/2016
Self-Employed Cornelius NC 04/2022 05/2023
Self-Employed Cornelius NC 04/2022 05/2023
  • 06/2026 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
  • 03/2026 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2026 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2019 → 03/2026
    Charlotte Deli Provisions
    Huntersville, NC
  • 06/2017 → 09/2019
    International Data Group
    New York, NY
  • 01/2017 → 06/2017
    Tribune Media
    New York, NY
  • 10/2015 → 12/2016
    Fox Networks Group
    New York, NY
  • 04/2022 → 05/2023
    Self-Employed
    Cornelius, NC
  • 04/2022 → 05/2023
    Self-Employed
    Cornelius, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-28
  • S66 Uniform Combined State Law Examination
    2026-05-28
Other Names
  • Joe Thomas Diverniero
  • Joseph Diverniero
  • Joseph T Diverniero
  • Joe T Diverniero
  • Joseph Thomas

View on SEC IAPD

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