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Employer firm

Santa Barbara Management CRD 334801

$530M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Santa Barbara Management

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-07
  • IL RA
    APPROVED
    Since 2026-08-07

Branch Locations

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-22
  • IL RA
    APPROVED
    Since 2026-01-22

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lagrange Country Club Lagrange IL 05/2017 08/2019
Continental Autosports Hinsdale IL 05/2020 08/2021
Curi Capital St. Joseph MI 06/2022 08/2022
Curi Capital Chicago IL 06/2023 08/2023
Iron Road Capital Partners Chicago IL 05/2024 08/2024
Mcclure Junior High School Western Springs IL 08/2014 05/2017
Lyons Township High School Western Springs IL 08/2017 05/2021
Michigan State University East Lansing MI 08/2021 05/2025
Unemployed Western Springs IL 05/2025 09/2025
The Mather Group, Llc Chicago IL 09/2025 07/2026
Santa Barbara Management, Llc Chicago IL 08/2026 Present
  • 05/2017 → 08/2019
    Lagrange Country Club
    Lagrange, IL
  • 05/2020 → 08/2021
    Continental Autosports
    Hinsdale, IL
  • 06/2022 → 08/2022
    Curi Capital
    St. Joseph, MI
  • 06/2023 → 08/2023
    Curi Capital
    Chicago, IL
  • 05/2024 → 08/2024
    Iron Road Capital Partners
    Chicago, IL
  • 08/2014 → 05/2017
    Mcclure Junior High School
    Western Springs, IL
  • 08/2017 → 05/2021
    Lyons Township High School
    Western Springs, IL
  • 08/2021 → 05/2025
    Michigan State University
    East Lansing, MI
  • 05/2025 → 09/2025
    Unemployed
    Western Springs, IL
  • 09/2025 → 07/2026
    Chicago, IL
  • 08/2026 → Present
    Santa Barbara Management, Llc
    Chicago , IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-20
  • S65 Uniform Investment Adviser Law Examination
    2026-01-20
Other Names
  • Max Joyaux

View on SEC IAPD

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