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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swartz Wealth Management Llc | Chicago | IL | 01/2026 | Present |
| Adfam Llc | Las Vegas | NV | 08/2021 | 11/2023 |
| Adfam Llc | Las Vegas | NV | 03/2016 | 06/2018 |
| Unemployed | Houston | TX | 07/2018 | 07/2021 |
| Unemployed | Rockford | MI | 12/2023 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-05 |
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