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Current Employers
Swartz Wealth Management Llc

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-22
  • MI RA
    APPROVED
    Since 2026-01-22

Branch Locations

Chicago, IL • United States

Rockford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swartz Wealth Management Llc Chicago IL 01/2026 Present
Adfam Llc Las Vegas NV 08/2021 11/2023
Adfam Llc Las Vegas NV 03/2016 06/2018
Unemployed Houston TX 07/2018 07/2021
Unemployed Rockford MI 12/2023 12/2025
  • 01/2026 → Present
    Chicago, IL
  • 08/2021 → 11/2023
    Adfam Llc
    Las Vegas, NV
  • 03/2016 → 06/2018
    Adfam Llc
    Las Vegas, NV
  • 07/2018 → 07/2021
    Unemployed
    Houston, TX
  • 12/2023 → 12/2025
    Unemployed
    Rockford, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-05
  • S65 Uniform Investment Adviser Law Examination
    2025-12-05

View on SEC IAPD

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