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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
CT RA APPROVED 2026-03-10
  • TX RA
    APPROVED
    Since 2026-08-04
  • CT RA
    APPROVED
    Since 2026-03-10

Branch Locations

667 Connecticut Ave, Norwalk, CT 06854 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenwich CT 01/2026 Present
Wells Fargo Bank, Na Greenwich CT 03/2024 Present
Citibank Norwalk CT 02/2018 03/2024
Cvs Pharmacy Stamford CT 09/2016 01/2019
Unemployed Stamford CT 12/2015 09/2016
  • 01/2026 → Present
    Greenwich, CT
  • 03/2024 → Present
    Wells Fargo Bank, Na
    Greenwich, CT
  • 02/2018 → 03/2024
    Citibank
    Norwalk, CT
  • 09/2016 → 01/2019
    Cvs Pharmacy
    Stamford, CT
  • 12/2015 → 09/2016
    Unemployed
    Stamford, CT
Other Businesses

NMS TRANSPORT AND MORE LLC; INV RELATED;NORWALK,CT; RIDE SHARING, FOOD DELIVERY, COURIER DELIVER ;100% OWNERSHIP; START DATE: 05/23/2026; 20 HRS PER MONTH; 20 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-10
S63 Uniform Securities Agent State Law Examination 2025-02-01
  • S65 Uniform Investment Adviser Law Examination
    2026-03-10
  • S63 Uniform Securities Agent State Law Examination
    2025-02-01

View on SEC IAPD

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