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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-07-01
  • IA RA
    APPROVED
    Since 2026-07-01

Branch Locations

4140 Grand Ave., Des Moines, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Oakland Athletics Oakland CA 07/2020 02/2026
Kuehner Construction Marshalltown IA 11/2023 12/2025
Diamond Dreams North Liberty IA 05/2020 02/2021
University Of Iowa Iowa City IA 08/2016 05/2020
Financial Integrators Des Moines IA 01/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
  • 01/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2020 → 02/2026
    Oakland Athletics
    Oakland, CA
  • 11/2023 → 12/2025
    Kuehner Construction
    Marshalltown, IA
  • 05/2020 → 02/2021
    Diamond Dreams
    North Liberty, IA
  • 08/2016 → 05/2020
    University Of Iowa
    Iowa City, IA
  • 01/2026 → Present
    Financial Integrators
    Des Moines, IA
  • 07/2026 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-23
  • S66 Uniform Combined State Law Examination
    2026-05-23

View on SEC IAPD

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