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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-13 |
| DE | RA | APPROVED | 2026-06-18 |
Branch Locations
3521 Concord Rd, Aston, PA 19014 • United States
100 N 18Th St 22Nd Fl [Wealth Mgmt], Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | DE | 01/2026 | Present |
| Wells Fargo Bank, Na | Wilmington | DE | 10/2018 | Present |
| The Stonebarn | Kennett Square | PA | 10/2020 | 03/2021 |
| Sawmill Grill | Oxford | PA | 08/2018 | 11/2018 |
| Hockessin Auction Company | Hockessin | DE | 01/2018 | 06/2018 |
| Station Ale House | North East | MD | 05/2017 | 01/2018 |
| Northbay Adventure Camp | North East | MD | 07/2015 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-24 |
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