Sebastian M Bathie

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 12/2020 → 01/2026
  Tophet-Blyth Llc
  Naples, FL
• 08/2015 → 05/2019
  Texas Christian University
  Fort Worth, TX
• 06/2019 → 08/2019
  Unemployed
  Wayne, PA
• 08/2019 → 12/2020
  Tophet Blyth Llc
  Wayne, PA
• 05/2017 → 07/2017
  Defender Outdoors
  Fort Worth, TX
• 08/2023 → 05/2025
  Southern Methodist Univeristy
  Dallas, TX
• 02/2026 → Present
  Bank Of America, N.A.
  San Antonio, TX

Other Businesses

I*: 3639275 Entity Type: HOA, Co-Op, Freehold Name: VLH BOD Investment-related: No Address of the other business: San Antonio, TX Title, or relationship with the other business: Treasurer Start date of your relationship: 02/20/2026 Approximate number of hours/months you devote to the other business: 1 hr mthly Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Treasury role of my neighborhood HOA.Treasury role: Monitor the transactions activities of the HOA's third party management team and monitor budget.

Exams

• S66 Uniform Combined State Law Examination
  2026-01-10

Other Names

• Seabass Michael Bathie