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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
10 S Dearborn St, Chicago, IL 60603-2300 • United States
8181 Communications Pkwy Bldg A, Plano, TX 75024 • United States
The Colony, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Lewisville | TX | 10/2015 | 11/2022 |
| J.P. Morgan Securities Llc | Plano | TX | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-12 |
| S65 | Uniform Investment Adviser Law Examination | 2002-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-21 |
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