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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-08-17
  • VA RA
    APPROVED
    Since 2020-08-17

Branch Locations

101 North Main St, Gretna, VA 24557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2009 08/2020
Raymond James Financial Services, Inc. Gretna VA 08/2020 Present
Raymond James Financial Services Advisors, Inc. Gretna VA 08/2020 Present
Concurrent Advisors Support Company/Dba (Non-Owner) Gretna VA 08/2020 03/2023
Wayfinder Wealth Management Support Company/Dba (Owner) Gretna VA 08/2020 Present
Wayfinder Wealth Management Gretna VA 08/2020 Present
  • 04/2009 → 08/2020
    St Louis, MO
  • 08/2020 → Present
    Raymond James Financial Services, Inc.
    Gretna, VA
  • 08/2020 → Present
    Gretna, VA
  • 08/2020 → 03/2023
    Concurrent Advisors Support Company/Dba (Non-Owner)
    Gretna, VA
  • 08/2020 → Present
    Wayfinder Wealth Management Support Company/Dba (Owner)
    Gretna, VA
  • 08/2020 → Present
    Wayfinder Wealth Management
    Gretna, VA
Previous Registrations
  • 2009-06-17 → 2020-08-17
    St Louis, MO
    Altavista, VA
    Jeffersonville, IN
    Altavista, VA
Other Businesses

(1)Name of Business: Light Money Address: 206 Music St S, Gretna, VA, 24557, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/14/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a shell corporation for a branding arm of Wayfinder Wealth Management and the Lightmoney.com website. Lightmoney.com is a website that is under RJ's supervision. (2)Name of Business: Wayfinder Wealth Management Address: 101 N Main St, Gretna, VA, 24557, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/14/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Management company DBA for RJFS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-12
S63 Uniform Securities Agent State Law Examination 2005-08-05
  • S66 Uniform Combined State Law Examination
    2009-06-12
  • S63 Uniform Securities Agent State Law Examination
    2005-08-05
Other Names
  • Dianna M Tapp
  • Dianna M Johnson

View on SEC IAPD

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