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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
908 Taylorville Rd, Ste 100, Grass Valley, CA 95949 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Independent Advisor Network | Overland Park | KS | 06/2026 | Present |
| Dignity Health | Grass Valley | CA | 05/2014 | Present |
| Heart And Vascular Center Of America | Sacramento | CA | 12/2024 | Present |
| Lpl Financial Llc | Grass Valley | CA | 01/2026 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. 01/2026 - Dignity Health - Outside/W-2 Employment - Investment related - Grass Valley CA 95945 - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 05/13/2014 2. 01/2026 - Zion Capital Wealth Management LLC - Investment related - At Reported Business Location(s) - 128 Hrs/Mth - 128 Hrs During Trading - OBA start date: 3/30/2026 3. 01/2026 - Heart and Vascular Center of America - Outside/W-2 Employment - Not Investment related - Sacramento CA 95825 - 32 Hrs/Mth - 32 Hrs During Trading - OBA start date: 12/16/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-22 |
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