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Brent Emerson Moore

Wells Fargo Clearing Services, LLC

Clive, IA

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-05-09
  • IA RA
    APPROVED
    Since 2026-05-09

Branch Locations

9801 University Ave, Clive, IA 50325 • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Clive IA 01/2026 Present
Wells Fargo Bank, Na Clive IA 02/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-08
S63 Uniform Securities Agent State Law Examination 2026-03-13
  • S65 Uniform Investment Adviser Law Examination
    2026-05-08
  • S63 Uniform Securities Agent State Law Examination
    2026-03-13

View on SEC IAPD

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