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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-03 |
| IL | RA | APPROVED | 2026-02-14 |
Branch Locations
9130 Galleria Court Suite 202, Naples, FL 34109 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 01/2026 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 01/2026 | Present |
| Northern Trust | Naples | FL | 10/2021 | 12/2025 |
| Toyota | Naples | FL | 08/2013 | 08/2020 |
| Unemployed | Naples | FL | 08/2020 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-14 |
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