Mirza Baig

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-09
IL	RA	APPROVED	2026-04-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	12/2025	Present
Citi	Chicago	IL	08/2024	12/2025
7-Eleven	Chicago	IL	06/2020	11/2024
Northeastern Illinois University	Chicago	IL	08/2022	Present
Nicholas Senn High School	Chicago	IL	08/2018	07/2022
Geroge B Armstrong Elementry School	Chicago	IL	08/2016	07/2018
Bank Of America, N.A.	Chicago	IL	03/2026	Present

12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
08/2024 → 12/2025

Citi

Chicago, IL
06/2020 → 11/2024

7-Eleven

Chicago, IL
08/2022 → Present

Northeastern Illinois University

Chicago, IL
08/2018 → 07/2022

Nicholas Senn High School

Chicago, IL
08/2016 → 07/2018

Geroge B Armstrong Elementry School

Chicago, IL
03/2026 → Present

Bank Of America, N.A.

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-30