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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-06-12
OK RA APPROVED 2026-06-10
TX RA APPROVED 2026-06-03
  • DC RA
    APPROVED
    Since 2026-06-12
  • OK RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

Friendswood, TX • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Minneapolis MN 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Empower Financial Group Of America League City TX 01/2025 12/2025
Texas Association Of Realtors Houston TX 12/2021 01/2026
Anthony G Buzbee Houston TX 05/2017 08/2022
Buzbee Law Firm Houston TX 05/2008 04/2017
  • 01/2026 → Present
    Minneapolis, MN
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 01/2025 → 12/2025
    Empower Financial Group Of America
    League City, TX
  • 12/2021 → 01/2026
    Texas Association Of Realtors
    Houston, TX
  • 05/2017 → 08/2022
    Anthony G Buzbee
    Houston, TX
  • 05/2008 → 04/2017
    Buzbee Law Firm
    Houston, TX
Other Businesses

REALTOR POSITION: Realtor NATURE: I am a realtor and have an active license in Texas. I understand that I can only help immediate family members and not hold myself out as a realtor. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 423 W Castle Harbour Dr, Friendswood TX 77546, United States DESCRIPTION: I'm a real estate agent (Realtor)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-02
  • S66 Uniform Combined State Law Examination
    2026-06-02

View on SEC IAPD

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