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Account
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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-18 |
Branch Locations
101 S Hanley Road Suite 1350, St Louis, MO 63105 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plaza Advisory Group, Inc | St Louis | MO | 01/2026 | Present |
| Steward Partners Investment Solutions, Llc | St Louis | MO | 01/2026 | Present |
| Commerce Bank | St Louis | MO | 05/2009 | 03/2025 |
| Captiview Sales | St Louis | MO | 03/2025 | 07/2025 |
| Unemployed | St Louis | MO | 07/2025 | 12/2025 |
| Steward Partners Investment Advisory, Llc | St Louis | MO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-17 |
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