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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-04
  • MN RA
    APPROVED
    Since 2026-02-04

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
General Mills Golden Valley MN 11/2020 Present
Fresh Thyme Plymouth MN 12/2022 Present
Complex Systems Modelling Group, Sfu Burnaby 08/2007 08/2018
Self Employment Burnaby 06/2017 08/2019
Lpl Enterprise Llc St. Louis Park MN 01/2026 Present
Unemployed Plymouth MN 09/2019 10/2020
Self-Employment Plymouth MN 06/2024 06/2025
  • 11/2020 → Present
    General Mills
    Golden Valley, MN
  • 12/2022 → Present
    Fresh Thyme
    Plymouth, MN
  • 08/2007 → 08/2018
    Complex Systems Modelling Group, Sfu
    Burnaby
  • 06/2017 → 08/2019
    Self Employment
    Burnaby
  • 01/2026 → Present
    St. Louis Park, MN
  • 09/2019 → 10/2020
    Unemployed
    Plymouth, MN
  • 06/2024 → 06/2025
    Self-Employment
    Plymouth, MN
Other Businesses

1. 01/05/2026 - General mills - Outside/W-2 Employment - Minneapolis MN -Not Inv Related - Start Date: 11/04/2020- 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 01/05/2026 - Fresh Thyme - Outside/W-2 Employment - Plymouth MN -Not Inv Related - Start Date: 11/21/2022- 36 Hour(s)/Month - 0 Hour(s) During Trading 3. 01/05/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) -Plymouth MN - Inv Related - Start Date:12/23/2025- 160 Hour(s)/Month - 160 Hour(s) During Trading" 4.01/05/2026 - Yanchao Wang N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency -Plymouth MN - Inv Related - Start Date: 12/23/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-04
  • S66 Uniform Combined State Law Examination
    2026-02-04

View on SEC IAPD

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