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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2026 | Present |
| Unemployed | Charlotte | NC | 11/2025 | 01/2026 |
| The Ability Experience | Charlotte | NC | 11/2022 | 10/2025 |
| Self-Employed | Miami | FL | 11/2021 | 04/2023 |
| Frattire, Llc | Miami | FL | 01/2013 | 10/2020 |
| Garage Floor 1Inc | Sunrise | FL | 02/2022 | 01/2025 |
| Self-Employed | Sunrise | FL | 05/2020 | 01/2022 |
| Diego A. Ferradas Photography Llc | Davie | FL | 01/2019 | 09/2020 |
| Self-Employed | Davie | FL | 03/2021 | 01/2023 |
| Self-Employed | Charlotte | NC | 03/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: REAL ESTATE AGENT START DATE: 03/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-08 |
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