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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Dallas | TX | 01/2026 | Present |
| Fast Signs | Plano | TX | 06/2022 | 12/2025 |
| Bridge The Gap Medical Education Llc | Southlake | TX | 01/2013 | 06/2022 |
Best Practices Education LLC; Non-investment; Irving, TX; Online training; Owner; 0 hours per month; 0 hours during trading hours; LLC set up to provide online training to medical professionals in skilled nursing facilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-15 |
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