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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2019-10-29
  • ID RA
    APPROVED
    Since 2019-10-29

Branch Locations

675 Sun Valley Rd Unit M, Ketchum, ID 83340 • United States

Ketchum, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ketchum ID 11/2013 10/2019
Rbc Capital Markets, Llc. Eagle ID 10/2019 Present
City National Bank Eagle ID 09/2022 Present
Previous Registrations
  • 2007-02-16 → 2019-11-07
    Walnut Creek, CA
    Ketchum, ID
    Ketchum, ID
    Weehawken, NJ
  • 2005-09-26 → 2007-02-20
    Morgan Stanley Dw Inc.
    Oakland, CA
    Oakland, CA
Other Businesses

NAME OF ENTITY: 120 Emerald Dune Circle ADDRESS: 120 Emerald Dune Circle Santa Rosa Beach, FL 32459 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Residential Short-Term Vacation Rental CAPACITY: Owner - Active START DATE: 02/01/23 DUTIES: Oversee general maintenance or possible improvements HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2005-09-22
Other Names
  • Erin Dunbar
  • Erin Michelle Dunbar
  • Erin Michelle Dunbar
  • Erin Michelle Leal
  • Erin Michele Leal
  • Erin Harmon
  • Erin Michele Harmon

View on SEC IAPD

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