Thomas Edward Duke

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-15
NC	RA	APPROVED	2026-04-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	11/2024	Present
Bank Of America	Charlotte	NC	11/2024	12/2025
Topgolf	Charlotte	NC	05/2023	10/2024
Unemployed	Charlotte	NC	10/2024	11/2024
Zen Ramen And Sushi Burrito Cartersville	Cartersville	GA	10/2019	08/2020
Unemployed	Charlotte	NC	08/2020	06/2022
Unemployed	Taylorsville	GA	04/2015	10/2019
University Of North Carolina At Charlotte	Charlotte	NC	09/2020	05/2024
Bank Of America, N.A.	Charlotte	NC	01/2026	Present

11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
11/2024 → 12/2025

Bank Of America

Charlotte, NC
05/2023 → 10/2024

Topgolf

Charlotte, NC
10/2024 → 11/2024

Unemployed

Charlotte, NC
10/2019 → 08/2020

Zen Ramen And Sushi Burrito Cartersville

Cartersville, GA
08/2020 → 06/2022

Unemployed

Charlotte, NC
04/2015 → 10/2019

Unemployed

Taylorsville, GA
09/2020 → 05/2024

University Of North Carolina At Charlotte

Charlotte, NC
01/2026 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-08

Other Firms