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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-02 |
| CA | RA | APPROVED | 2026-03-04 |
Branch Locations
160 E Main St, Alhambra, CA 91801 • United States
10426 Lower Azusa Rd, El Monte, CA 91731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rosemead | CA | 12/2025 | Present |
| Bank Of America, N.A. | Arcadia | CA | 01/2023 | 12/2025 |
| Bank Of America, N.A. | San Marino | CA | 01/2021 | 01/2023 |
| Bank Of America, N.A. | Alhambra | CA | 06/2019 | 01/2021 |
| Uber Technologies, Inc. | Los Angeles | CA | 08/2022 | 07/2024 |
| Lyft, Inc. | Los Angeles | CA | 10/2022 | 08/2024 |
| Uber Technologies, Inc. | Los Angeles | CA | 09/2017 | 09/2019 |
| Lyft, Inc. | Los Angeles | CA | 09/2015 | 09/2019 |
| Super Vacation Inc. Dba America Asia Travel Center | Monterey Park | CA | 05/2014 | 06/2019 |
| Bank Of America, N.A. | Rosemead | CA | 01/2026 | Present |
I*963284 Entity Type: Entity For Profit Name of OBA: cluny ave las vegas rental property Address: las vegas, Nevada, 89178 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/20/2019 Number of Hours: 30, Yearly Number of Hours during trading: 0, Yearly Duties: N/A I*963285 Entity Type: Entity For Profit Name of OBA: romance diamond las Vegas rental property Address: las vegas, Nevada, 89178 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/20/2018 Number of Hours: 30, Yearly Number of Hours during trading: 0, Yearly Duties: N/A I*963286 Entity Type: Entity For Profit Name of OBA: Mojave wind ave las vegas rental property Address: las vegas, California, 89113 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/20/2021 Number of Hours: 30, Yearly Number of Hours during trading: 0, Yearly Duties: N/A I*963287 Entity Type: Entity For Profit Name of OBA: pink opal ave las vegas rental property Address: las vegas, Nevada, 89113 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/20/2022 Number of Hours: 30, Yearly Number of Hours during trading: 0, Yearly Duties: N/A I*1033373 Entity Type: Entity For Profit Name of OBA: cluny ave las vegas Address: las vegas, Nevada, 89141 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/18/2022 Number of Hours: 50, Yearly Number of Hours during trading: 0, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-04 |
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