Mohit Prem Lalwani

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-12
WA	RA	APPROVED	2026-03-27

TX RA
APPROVED

Since 2026-05-12
WA RA
APPROVED

Since 2026-03-27

Branch Locations

2600 Sw Barton St, Seattle, WA 98126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mercer Island	WA	12/2025	Present
The Sherwin William Company	Woodinville	WA	10/2023	12/2025
Unemployed	Bothell	WA	04/2023	10/2023
Vodafone Idea Limited	Mumbai		06/2004	03/2023
Bank Of America, N.A.	Mercer Island	WA	02/2026	Present

12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mercer Island, WA
10/2023 → 12/2025

The Sherwin William Company

Woodinville, WA
04/2023 → 10/2023

Unemployed

Bothell, WA
06/2004 → 03/2023

Vodafone Idea Limited

Mumbai
02/2026 → Present

Bank Of America, N.A.

Mercer Island, WA

Other Businesses

I*3438265 Entity Type: Entity For Profit Name of OBA: Royal's Accord Co- Operative Housing Society Ltd Address: Mumbai, Maharashtra, 4000052 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/16/2023 Number of Hours: 4, Yearly Number of Hours during trading: 0, Yearly Duties: Rental property Outside US Responsibility of a Landlord

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-27

S66 Uniform Combined State Law Examination

2026-03-27

Other Names

Mohit P Lalwani

View on SEC IAPD