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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-10 |
| NC | RA | APPROVED | 2026-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 07/2019 | Present |
| Am Retail Group Inc. | Brooklyn Park | MN | 08/2016 | 07/2019 |
| Essential Services | Banner Elk | NC | 04/2006 | 12/2017 |
| Bank Of America, N.A. | Wilmington | NC | 02/2026 | Present |
I*: 3180265Entity Type: For ProfitName: Stafford & Sons LLCInvestment related: NoAddress: Boone, NC 28607Position: Member manager/ownerDate Started: 07/16/2025Hours devoted: 12 hrs annualluHours during securities trading hours: 0Duties: Property management company. Managing 1 short tern rental (Air BNB) and 4 Home owners Associations. The short term rental is not a commercial property. It is the basement of a residential property. The 4 Homeowners associations are condominium associations.I do not actively participate in the business. I have a property manager that handles all aspects of maintenance/client interactions and client communications. I also have a bookkeeper/accountant that handles the taxes and all document related tasks. I just own the residential property. The homeowner associations have been managed by the father of two of my children for over 20 years. He is looking to retire so he is training the boys to take over the business. I started the LLC to facilitate the process of the transition. My only responsibilities are to facilitate the transition to the boys when they are ready to take over after their dad retires.I*3760279Entity Type: Entity For ProfitName of OBA: ALMA Business Group LLCAddress: Belville, North Carolina, 28451Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 09/16/2025Number of Hours: 0, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Holding company for rental unit The entity has been dissolved. I*3760278 Entity Type: Entity For Profit Name of OBA: CJC NC LLC Address: Boone, North Carolina, 28607 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/03/2022 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Real estate holding company I have been removed from this entity and no longer hold a position as a member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-01 |
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