Henry C Popko

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-15
CA	RA	APPROVED	2026-03-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Rosa	CA	12/2025	Present
Redwood Credit Union	Santa Rosa	CA	10/2024	10/2025
Jp Morgan Chase	Santa Rosa	CA	07/2024	10/2024
Hansel Bmw Of Santa Rosa	Santa Rosa	CA	03/2021	07/2022
Carmax	Santa Rosa	CA	08/2020	03/2021
Bank Of The West	Rohnert Park	CA	12/2019	08/2020
In N Out	Rohnert Park	CA	01/2017	08/2020
Analy Highschool Student	Sebastopol	CA	08/2014	05/2018
Unemployed	Sebastopol	CA	03/2021	07/2024
Bank Of America, N.A.	Santa Rosa	CA	01/2026	Present

12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Rosa, CA
10/2024 → 10/2025

Redwood Credit Union

Santa Rosa, CA
07/2024 → 10/2024

Jp Morgan Chase

Santa Rosa, CA
03/2021 → 07/2022

Hansel Bmw Of Santa Rosa

Santa Rosa, CA
08/2020 → 03/2021

Carmax

Santa Rosa, CA
12/2019 → 08/2020

Bank Of The West

Rohnert Park, CA
01/2017 → 08/2020

In N Out

Rohnert Park, CA
08/2014 → 05/2018

Analy Highschool Student

Sebastopol, CA
03/2021 → 07/2024

Unemployed

Sebastopol, CA
01/2026 → Present

Bank Of America, N.A.

Santa Rosa, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-30