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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-04-27
TX RA APPROVED 2026-04-10
  • KY RA
    APPROVED
    Since 2026-04-27
  • TX RA
    APPROVED
    Since 2026-04-10

Branch Locations

10415 Southpointe Blvd, Louisville, KY 40291 • United States

4721 Dixie Hwy, Louisville, KY 40216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Albany IN 12/2025 Present
Unemployed Louisville KY 12/2024 12/2025
University Of Louisville Louisville KY 12/2023 12/2024
Unemployed Louisville KY 08/2023 12/2023
Louisville Honda World Louisville KY 02/2021 08/2023
Unemployed Louisville KY 05/2020 07/2021
University Of Kentucky Lexington KY 01/2019 05/2020
Unemployed Louisville KY 11/2018 01/2019
Party Mart Louisville KY 02/2018 11/2018
Unemployed Louisville KY 12/2017 11/2018
University Of Kentucky Lexington KY 08/2012 12/2017
Bank Of America, N.A. New Albany IN 01/2026 Present
  • 12/2025 → Present
    New Albany, IN
  • 12/2024 → 12/2025
    Unemployed
    Louisville, KY
  • 12/2023 → 12/2024
    University Of Louisville
    Louisville, KY
  • 08/2023 → 12/2023
    Unemployed
    Louisville, KY
  • 02/2021 → 08/2023
    Louisville Honda World
    Louisville, KY
  • 05/2020 → 07/2021
    Unemployed
    Louisville, KY
  • 01/2019 → 05/2020
    University Of Kentucky
    Lexington, KY
  • 11/2018 → 01/2019
    Unemployed
    Louisville, KY
  • 02/2018 → 11/2018
    Party Mart
    Louisville, KY
  • 12/2017 → 11/2018
    Unemployed
    Louisville, KY
  • 08/2012 → 12/2017
    University Of Kentucky
    Lexington, KY
  • 01/2026 → Present
    Bank Of America, N.A.
    New Albany, IN
Other Businesses

I*4961267 Entity Type: Governmental Name of OBA: Indiana University Address: Bloomington, Indiana, 47405 Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/24/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Education K201 is an intro to Excel course. The curriculum is a preconstructed template or "shell" within an application called Canvas. The course is fully administered online and does not involve office hours. I will only be responsible for an overflow section that involves 15 students or less. My duties include grading assignments and responding to student emails about their grades. I am not expected to create a curriculum. I am not expected to hold instructional office hours. The majority of the grading is automated within the Canvas application. My only time commitments are grading the few assignments that are not automated and emailing with students about their grades. The role is part time adjunct instructor, so just above a TA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-06
  • S66 Uniform Combined State Law Examination
    2026-03-06
Other Names
  • William Courtenay

View on SEC IAPD

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