Joshua An

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-08
CA	RA	APPROVED	2026-04-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	12/2025	Present
San Diego State University Club Sports	San Diego	CA	07/2023	10/2024
Tustin Unified School District - Foothill High School	North Tustin	CA	01/2025	05/2025
Paul D. Schreiber High School	Port Washington	NY	09/2016	06/2020
San Diego State University	San Deigo	CA	08/2020	05/2024
Unemployed	N/A	CA	06/2025	11/2025
Bank Of America, N.A.	Newport Beach	CA	02/2026	Present

12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
07/2023 → 10/2024

San Diego State University Club Sports

San Diego, CA
01/2025 → 05/2025

Tustin Unified School District - Foothill High School

North Tustin, CA
09/2016 → 06/2020

Paul D. Schreiber High School

Port Washington, NY
08/2020 → 05/2024

San Diego State University

San Deigo, CA
06/2025 → 11/2025

Unemployed

N/A, CA
02/2026 → Present

Bank Of America, N.A.

Newport Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-16