Jonathan Andrew Massey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 11/2023 → 12/2025
  Baldwin Risk Partners
  Charlotte, NC
• 10/2021 → 11/2023
  Wells Fargo
  Charlotte, NC
• 09/2019 → 07/2021
  Capital Center Llc
  Charlotte, NC
• 03/2017 → 07/2019
  Mosaic
  Richmond, VA
• 08/2008 → 05/2019
  Virginia Commonwealth University
  Richmond, VA
• 02/2026 → Present
  Bank Of America, N.A.
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2026-04-07

Other Names

• Jonathan Massey