Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| IL | RA | APPROVED | 2026-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 12/2025 | Present |
| Frost Bank/Frost Insurance Agency | Austin | TX | 06/2022 | 12/2025 |
| Ldc Franchising | Cypress | TX | 04/2019 | 08/2024 |
| Chick-Fil-A | Houston | TX | 09/2016 | 08/2017 |
| Stephen F. Austin State University | Nacogdoches | TX | 08/2017 | 12/2017 |
| Chick-Fil-A | Houston | TX | 01/2018 | 03/2018 |
| Lone Star College - University Park | Houston | TX | 08/2020 | 12/2021 |
| University Of Houston | Houston | TX | 01/2022 | 05/2024 |
| Lone Star College | Houston | TX | 08/2018 | 12/2021 |
| Doordash | Austin | TX | 09/2020 | 11/2025 |
| Lpc Personnel | Houston | TX | 03/2019 | 03/2019 |
| P.F. Chang's | Houston | TX | 12/2018 | 03/2019 |
| Chick-Fil-A | Houston | TX | 08/2018 | 12/2018 |
| Talentstaff | Houston | TX | 05/2018 | 08/2018 |
| Cypress Creek Personnel | Houston | TX | 03/2018 | 05/2018 |
| Cy-Fair High School | Cypress | TX | 08/2013 | 05/2017 |
| Kendra Scott Llc | Cypress | TX | 11/2019 | 12/2019 |
| Bank Of America, N.A. | Chicago | IL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-30 |
Reach out to this advisor