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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
IL RA APPROVED 2026-04-30
  • TX RA
    APPROVED
    Since 2026-07-09
  • IL RA
    APPROVED
    Since 2026-04-30

Branch Locations

920 S Waukegan Rd, Waukegan, IL 60085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 12/2025 Present
Frost Bank/Frost Insurance Agency Austin TX 06/2022 12/2025
Ldc Franchising Cypress TX 04/2019 08/2024
Chick-Fil-A Houston TX 09/2016 08/2017
Stephen F. Austin State University Nacogdoches TX 08/2017 12/2017
Chick-Fil-A Houston TX 01/2018 03/2018
Lone Star College - University Park Houston TX 08/2020 12/2021
University Of Houston Houston TX 01/2022 05/2024
Lone Star College Houston TX 08/2018 12/2021
Doordash Austin TX 09/2020 11/2025
Lpc Personnel Houston TX 03/2019 03/2019
P.F. Chang's Houston TX 12/2018 03/2019
Chick-Fil-A Houston TX 08/2018 12/2018
Talentstaff Houston TX 05/2018 08/2018
Cypress Creek Personnel Houston TX 03/2018 05/2018
Cy-Fair High School Cypress TX 08/2013 05/2017
Kendra Scott Llc Cypress TX 11/2019 12/2019
Bank Of America, N.A. Chicago IL 02/2026 Present
  • 12/2025 → Present
    Chicago, IL
  • 06/2022 → 12/2025
    Frost Bank/Frost Insurance Agency
    Austin, TX
  • 04/2019 → 08/2024
    Ldc Franchising
    Cypress, TX
  • 09/2016 → 08/2017
    Chick-Fil-A
    Houston, TX
  • 08/2017 → 12/2017
    Stephen F. Austin State University
    Nacogdoches, TX
  • 01/2018 → 03/2018
    Chick-Fil-A
    Houston, TX
  • 08/2020 → 12/2021
    Lone Star College - University Park
    Houston, TX
  • 01/2022 → 05/2024
    University Of Houston
    Houston, TX
  • 08/2018 → 12/2021
    Lone Star College
    Houston, TX
  • 09/2020 → 11/2025
    Doordash
    Austin, TX
  • 03/2019 → 03/2019
    Lpc Personnel
    Houston, TX
  • 12/2018 → 03/2019
    P.F. Chang's
    Houston, TX
  • 08/2018 → 12/2018
    Chick-Fil-A
    Houston, TX
  • 05/2018 → 08/2018
    Talentstaff
    Houston, TX
  • 03/2018 → 05/2018
    Cypress Creek Personnel
    Houston, TX
  • 08/2013 → 05/2017
    Cy-Fair High School
    Cypress, TX
  • 11/2019 → 12/2019
    Kendra Scott Llc
    Cypress, TX
  • 02/2026 → Present
    Bank Of America, N.A.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-30
  • S66 Uniform Combined State Law Examination
    2026-04-30
Other Names
  • Alma Abigail Zelaya Menjivar
  • Abigail Zelaya
  • Alma Abiga Zelayamenjivar
  • Almaabigai Zelayamenjivar
  • Abigail Zelaya

View on SEC IAPD

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