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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
  • TX RA
    APPROVED
    Since 2026-03-04

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lake Oswego OR 01/2026 Present
Extended Travel Portland OR 08/2023 01/2026
Full-Time Education Portland OR 08/2014 08/2023
  • 01/2026 → Present
    Lake Oswego, OR
  • 08/2023 → 01/2026
    Extended Travel
    Portland, OR
  • 08/2014 → 08/2023
    Full-Time Education
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
  • S66 Uniform Combined State Law Examination
    2025-12-22

View on SEC IAPD

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