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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-12 |
| TX | RA | APPROVED | 2026-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2026 | Present |
| Snowball Innovation Advisory | Charlotte | NC | 07/2025 | Present |
| University Of Washington's Disability Resources For Students | Seattle | WA | 05/2022 | 06/2025 |
| University Of Washington | Seattle | WA | 09/2021 | 06/2025 |
| Lynden Incorporated | Seattle | WA | 06/2024 | 09/2024 |
| Mode Growth Partners | Newport Beach | CA | 04/2024 | 06/2024 |
| Amy's Kitchen | Marin | CA | 06/2021 | 09/2021 |
| The Branson School | Ross | CA | 08/2017 | 05/2021 |
| Town School For Boys | San Francisco | CA | 02/2016 | 06/2017 |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
NAME OF BUSINESS: SNOWBALL INNOVATION ADVISORY NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: CONSULTING POSITION: ANALYST START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVERSEE ARITIFICIAL CAPABILITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
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