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Nicholas Ong

Mariner Wealth

Overland Park, KS

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Current Employers
Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-01-13
  • KS RA
    APPROVED
    Since 2026-01-13

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors-Ic Overland Park KS 12/2025 Present
Ong & Company Overland Park KS 07/2015 Present
  • 12/2025 → Present
    Mariner Wealth Advisors-Ic
    Overland Park, KS
  • 07/2015 → Present
    Ong & Company
    Overland Park, KS
Other Businesses

Ong & Company; Overland Park, KS, Owner/Principal, Start date: 8/1/2015, 173 hours per month, 173 hours during trading hours. Provide tax and CPA services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-17
  • S65 Uniform Investment Adviser Law Examination
    2025-11-17

View on SEC IAPD

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