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Alexander Houston

Wells Fargo Investment Institute, Inc.

Charlotte, NC

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-20
  • NC RA
    APPROVED
    Since 2026-01-20

Branch Locations

550 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc. Charlotte NC 12/2025 Present
Canisius University Buffalo NY 01/2021 12/2025
Sterling Investment Counsel Buffalo NY 05/2025 08/2025
Midwest Knights Sports Group Canton OH 01/2020 05/2024
Pueblo Bulls Hockey Club Pueblo CO 08/2021 05/2024
N/A Canton OH 01/2015 12/2019
  • 12/2025 → Present
    Wells Fargo Investment Institute, Inc.
    Charlotte, NC
  • 01/2021 → 12/2025
    Canisius University
    Buffalo, NY
  • 05/2025 → 08/2025
    Sterling Investment Counsel
    Buffalo, NY
  • 01/2020 → 05/2024
    Midwest Knights Sports Group
    Canton, OH
  • 08/2021 → 05/2024
    Pueblo Bulls Hockey Club
    Pueblo, CO
  • 01/2015 → 12/2019
    N/A
    Canton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-20
  • S65 Uniform Investment Adviser Law Examination
    2026-01-20

View on SEC IAPD

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