Best Investors Account Sign in
Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-22
  • OH RA
    APPROVED
    Since 2026-06-22

Branch Locations

511 Park Avenue Suite 145, Orange Village, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B&M Bbq Cleveland OH 03/2016 08/2017
Alley Cat Oyster Bar Cleveland OH 09/2017 01/2018
Siverspot Movie Theater Orange OH 03/2018 06/2018
Cvs Shaker OH 07/2018 07/2020
Walgreens Shaker OH 09/2020 10/2021
Miami University Oxford OH 07/2021 05/2022
Charles Schwab & Co., Inc. Orange OH 01/2026 Present
Unemployed Oxford OH 09/2025 01/2026
Level 27 Apartments Oxford OH 07/2022 10/2023
Aramark Dining Services Oxford OH 08/2023 05/2024
Miami University Oxford OH 01/2025 08/2025
Miami University Oxford OH 10/2024 12/2024
Unemployed Cleveland OH 06/2022 07/2022
Unemployed Oxford OH 06/2024 10/2024
  • 03/2016 → 08/2017
    B&M Bbq
    Cleveland, OH
  • 09/2017 → 01/2018
    Alley Cat Oyster Bar
    Cleveland, OH
  • 03/2018 → 06/2018
    Siverspot Movie Theater
    Orange, OH
  • 07/2018 → 07/2020
    Cvs
    Shaker, OH
  • 09/2020 → 10/2021
    Walgreens
    Shaker, OH
  • 07/2021 → 05/2022
    Miami University
    Oxford, OH
  • 01/2026 → Present
    Orange, OH
  • 09/2025 → 01/2026
    Unemployed
    Oxford, OH
  • 07/2022 → 10/2023
    Level 27 Apartments
    Oxford, OH
  • 08/2023 → 05/2024
    Aramark Dining Services
    Oxford, OH
  • 01/2025 → 08/2025
    Miami University
    Oxford, OH
  • 10/2024 → 12/2024
    Miami University
    Oxford, OH
  • 06/2022 → 07/2022
    Unemployed
    Cleveland, OH
  • 06/2024 → 10/2024
    Unemployed
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24

View on SEC IAPD

More in Orange Village, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor