Marie Grace Waltz

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-05-27

MN RA
APPROVED

Since 2026-05-27

Branch Locations

Underwood, MN • United States

1401 College Way, Fergus Falls, MN 56537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank	San Francisco	CA	10/2005	04/2025
Unemployed	Underwood	MN	05/2025	11/2025
Lpl Enterprise Llc	St. Louis Park	MN	12/2025	Present

10/2005 → 04/2025

Wells Fargo Bank

San Francisco, CA
05/2025 → 11/2025

Unemployed

Underwood, MN
12/2025 → Present

Lpl Enterprise Llc

St. Louis Park, MN

Other Businesses

1. 12/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Underwood, MN - Start Date: 12/15/2025 2. 12/18/2025 - MARIE WALTZ, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Underwood, MN - Start Date: 12/15/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-27

S66 Uniform Combined State Law Examination

2026-05-27

Other Names

Marie Grace Davidson
Marie Grace Andring

View on SEC IAPD