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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-27 |
Branch Locations
1401 College Way, Fergus Falls, MN 56537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | San Francisco | CA | 10/2005 | 04/2025 |
| Unemployed | Underwood | MN | 05/2025 | 11/2025 |
| Lpl Enterprise Llc | St. Louis Park | MN | 12/2025 | Present |
1. 12/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Underwood, MN - Start Date: 12/15/2025 2. 12/18/2025 - MARIE WALTZ, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Underwood, MN - Start Date: 12/15/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-27 |
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