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Sixun Gu

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-18
  • CA RA
    APPROVED
    Since 2025-12-18

Branch Locations

4820 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 12/2025 Present
Jpmorgan Chase Bank, N.A. Irvine CA 12/2025 Present
Unemployed Irvine CA 03/2025 11/2025
Bank Of Communications International Trust Shanghai 09/2020 02/2025
Unemployed Shanghai 02/2020 08/2020
Pegus Bookkeeping Sydney 07/2018 01/2020
Unemployed Shanghai 12/2015 06/2018
  • 12/2025 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 12/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 03/2025 → 11/2025
    Unemployed
    Irvine, CA
  • 09/2020 → 02/2025
    Bank Of Communications International Trust
    Shanghai
  • 02/2020 → 08/2020
    Unemployed
    Shanghai
  • 07/2018 → 01/2020
    Pegus Bookkeeping
    Sydney
  • 12/2015 → 06/2018
    Unemployed
    Shanghai
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-02
S65 Uniform Investment Adviser Law Examination 2025-09-11
  • S63 Uniform Securities Agent State Law Examination
    2026-02-02
  • S65 Uniform Investment Adviser Law Examination
    2025-09-11
Other Names
  • Sixun Gu
  • Stephen Gu

View on SEC IAPD

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