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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-02 |
| RI | RA | APPROVED | 2025-02-10 |
Branch Locations
450 Lexington St Ste 202, Auburndale, MA 02466 • United States
Duxbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Investment Management Co. Llc | New York | NY | 05/2014 | 01/2025 |
| Voya Investment Management | Boston | MA | 05/2014 | 01/2025 |
| Voya Investments Distributor, Llc | Windsor | CT | 05/2014 | 01/2025 |
| Ameriprise Financial Services, Llc | Auburndale | MA | 01/2025 | Present |
Other Business Activities; Commercial Fishing; Commercial Fishing for Striped Bass & Tuna.; 37 Peterson Rd., , Duxbury, MA, 02332; Not Investment-Related; 06/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-19 |
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