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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-02
RI RA APPROVED 2025-02-10
  • TX RA
    APPROVED
    Since 2025-12-02
  • RI RA
    APPROVED
    Since 2025-02-10

Branch Locations

450 Lexington St Ste 202, Auburndale, MA 02466 • United States

Duxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Investment Management Co. Llc New York NY 05/2014 01/2025
Voya Investment Management Boston MA 05/2014 01/2025
Voya Investments Distributor, Llc Windsor CT 05/2014 01/2025
Ameriprise Financial Services, Llc Auburndale MA 01/2025 Present
Previous Registrations
Other Businesses

Other Business Activities; Commercial Fishing; Commercial Fishing for Striped Bass & Tuna.; 37 Peterson Rd., , Duxbury, MA, 02332; Not Investment-Related; 06/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-18
S63 Uniform Securities Agent State Law Examination 2005-10-19
  • S65 Uniform Investment Adviser Law Examination
    2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    2005-10-19
Designations
  • Certified Financial Planner
Other Names
  • Michael Murphy
  • Michael Stephen Murphy
  • Mike Murphy

View on SEC IAPD

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