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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-11 |
Branch Locations
1150 1St Avenue Ste 1020, King Of Prussia, PA 19406 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pest Tools Llc | Norristown | PA | 12/2010 | Present |
| S&W Race Cars & Components, Inc. | Spring City | PA | 10/2023 | 04/2025 |
| Bankers Life And Casualty Company, Inc. | King Of Prussia | PA | 10/2025 | Present |
| Earl's Motorsports Llc | Norristown | PA | 05/2025 | Present |
| Bankers Life Securities | King Of Prussia | PA | 12/2025 | Present |
| Bankers Life Advisory | King Of Prussia | PA | 05/2026 | Present |
1. Name: Earl's Motorsports LLC, Investment Related: not investment related Address: 619 West Washington St. Norristown, PA 19401, Nature of Business: internet retailer of race car components, Title: Founder & General Manager, Relationship: 100% Owner, Start Date: May 2025, Time Devoted: 5 hours per month, Time devoted during Trading hours: 0 hours during securities trading hours, Duties: include general management including basic accounting and vendor payments. 2. Name: Pest Tools LLC, Investment-Related: not investment related, Address: 637 Noble St. Norristown, PA 19401, Nature of Business: internet retailer and manufacturer of strobe light for pest control, Title: Founder, General Manager, 50% Owner, Start Date: December 2010, Time Per Month: 5 hours per month, Hours during securities trading hours: 0 hours during securities trading hours, Duties: include general management including basic accounting and vendor payments. 3. Name: Bankers Life and Casualty Company, Inc. Investment Related; Yes, Address: 1150 1st Avenue 1020, Parkview Tower, King of Prussia, PA 19406, Nature of Business: Insurance Sales, Title: Insurance Agent, Start Date: 10/14/2025, Hours per month: 160, Number of hours during trading hours per month: 120, Duties: Communicating with prospective clients, meeting with clients to discuss insurance needs, insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-08 |
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