Sean Edward Joseph

Equitable Advisors, LLC

CRD 8203177

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-03

NY RA
APPROVED

Since 2026-02-03

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guinta's Meat Farms	Hauppauge	NY	01/2016	11/2018
Jeung Golf, Llc	Middle Island	NY	05/2018	01/2022
Compliancy Group Llc	Greenlawn	NY	02/2022	01/2025
Unemployed	Hauppauge	NY	02/2025	02/2026
Suny Oneonta	Oneonta	NY	08/2017	05/2021
Hauppauge High School	Hauppauge	NY	01/2015	06/2017
Equitable Advisors, Llc.	New York	NY	02/2026	Present

01/2016 → 11/2018

Guinta's Meat Farms

Hauppauge, NY
05/2018 → 01/2022

Jeung Golf, Llc

Middle Island, NY
02/2022 → 01/2025

Compliancy Group Llc

Greenlawn, NY
02/2025 → 02/2026

Unemployed

Hauppauge, NY
08/2017 → 05/2021

Suny Oneonta

Oneonta, NY
01/2015 → 06/2017

Hauppauge High School

Hauppauge, NY
02/2026 → Present

Equitable Advisors, Llc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-01

S66 Uniform Combined State Law Examination

2025-11-01

View on SEC IAPD

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