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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-05-04
NC RA APPROVED 2026-05-04
  • IA RA
    APPROVED
    Since 2026-05-04
  • NC RA
    APPROVED
    Since 2026-05-04

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colts Neck High School Colts Neck NJ 09/2015 06/2020
Colts Neck Reform Church Colts Neck NJ 07/2017 08/2017
Colts Neck Reform Church Colts Neck NC 07/2018 08/2018
Township Of Colts Neck Colts Neck NJ 07/2019 08/2019
University Of North Carolina, Charlotte Charlotte NC 08/2020 05/2024
Unemployment Colts Neck NJ 06/2020 07/2020
Tsunami Surf City NC 05/2021 06/2021
Domino's Sneads Ferry NC 06/2021 12/2021
Yes I Can Basketball Charlotte NC 11/2022 05/2023
808 Marketing Charlotte NC 05/2023 06/2023
Krispy Kreme Concord NC 07/2023 08/2023
Emerald Lake Golf And Social Club Stallings NC 08/2023 08/2024
Truist Charlotte NC 08/2024 07/2025
Truist Charlotte NC 08/2025 12/2025
Associate Staffing Charlotte NC 01/2026 04/2026
Principal Securities, Inc Charlotte NC 01/2026 Present
Principal Life Insurance Company Charlotte NC 04/2026 Present
Principal Bank Charlotte NC 04/2026 Present
Principal Advised Services Charlotte NC 04/2026 Present
  • 09/2015 → 06/2020
    Colts Neck High School
    Colts Neck, NJ
  • 07/2017 → 08/2017
    Colts Neck Reform Church
    Colts Neck, NJ
  • 07/2018 → 08/2018
    Colts Neck Reform Church
    Colts Neck, NC
  • 07/2019 → 08/2019
    Township Of Colts Neck
    Colts Neck, NJ
  • 08/2020 → 05/2024
    University Of North Carolina, Charlotte
    Charlotte, NC
  • 06/2020 → 07/2020
    Unemployment
    Colts Neck, NJ
  • 05/2021 → 06/2021
    Tsunami
    Surf City, NC
  • 06/2021 → 12/2021
    Domino's
    Sneads Ferry, NC
  • 11/2022 → 05/2023
    Yes I Can Basketball
    Charlotte, NC
  • 05/2023 → 06/2023
    808 Marketing
    Charlotte, NC
  • 07/2023 → 08/2023
    Krispy Kreme
    Concord, NC
  • 08/2023 → 08/2024
    Emerald Lake Golf And Social Club
    Stallings, NC
  • 08/2024 → 07/2025
    Truist
    Charlotte, NC
  • 08/2025 → 12/2025
    Truist
    Charlotte, NC
  • 01/2026 → 04/2026
    Associate Staffing
    Charlotte, NC
  • 01/2026 → Present
    Principal Securities, Inc
    Charlotte, NC
  • 04/2026 → Present
    Principal Life Insurance Company
    Charlotte, NC
  • 04/2026 → Present
    Principal Bank
    Charlotte, NC
  • 04/2026 → Present
    Charlotte, NC
Other Businesses

3910 FARMINGTON RIDGE PARKWAY POSITION: Homeowner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2021 ADDRESS: 3910 Farmington Ridge Parkway, Charlotte NC 28213, United States DESCRIPTION: Homeowner and rent to friends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-26
  • S66 Uniform Combined State Law Examination
    2026-03-26
Other Names
  • David Matthew Stortz
  • David Stortz
  • Dave Stortz

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