Curtis Rutherford

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-05-08
TX	RA	APPROVED	2020-05-08

MD RA
APPROVED

Since 2020-05-08
TX RA
APPROVED

Since 2020-05-08

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	09/2005	05/2018
Deutsche Bank Securites Inc.	Jacksonville	FL	05/2019	05/2020
Unemployed	Jacksonville	FL	05/2018	05/2019
Morgan Stanley	Bethesda	MD	05/2020	Present

09/2005 → 05/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
05/2019 → 05/2020

Deutsche Bank Securites Inc.

Jacksonville, FL
05/2018 → 05/2019

Unemployed

Jacksonville, FL
05/2020 → Present

Morgan Stanley

Bethesda, MD

Previous Registrations

2019-05-31 → 2020-05-26

Deutsche Bank Securities Inc.

Jacksonville, FL
2005-12-06 → 2018-05-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-01

S66 Uniform Combined State Law Examination

2005-12-01

Other Names

Curtis Vincent Rutherford

View on SEC IAPD

Other Firms

BLUE SPARROW FUNDS GP LLC

KALAMATA ASSET MANAGEMENT LLC

GLASSY MOUNTAIN ADVISORS, INC.

NOORDZEE CAPITAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HIGHTOWER ADVISORS, LLC

GOLDEN WEALTH STRATEGIES

Other Investors

Brian Craig Luts

DAVID MICHAEL GREENLEIGH

JAMIE LYNN BIGSBY

Brian Hawthorne-Codato

William K McCaffrey

ALEXANDER SIDNEY JOHANNES LEVY

FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor