Armando Garcia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Knoxville, TN

Other Businesses

I*: 3199270 Entity Type: Fiduciary role Name The H. Ave Trust Dated 4 August 2015 Investment related: No Address: Candler, North Carolina Title, or relationship with the other business: Grantor, Trustee Start date of your relationship: August 4, 2015 Approximate number of hours/month you devote to the other business: 1 hr annually Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Management of trust assets

Exams

• S66 Uniform Combined State Law Examination
  2026-04-21