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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-05-30
CA RA APPROVED 2007-08-15
  • TX RA
    APPROVED
    Since 2008-05-30
  • CA RA
    APPROVED
    Since 2007-08-15

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 06/2005 Present
Bank Of America,N.A. Gilbert AZ 06/2011 Present
Other Businesses

I*118654 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rebuild For Peace Investment related: N Address of business: Columbia Falls, Montana 59912 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 11/1/2018 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The mission of the non-profit is to provide vocational education and peace building training to refugees and at risk youth in violence affected areas. My role would center around sustainability.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-14
  • S66 Uniform Combined State Law Examination
    2007-08-14
Other Names
  • Ronnie Mabry
  • Ronald Le Mabry

View on SEC IAPD

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