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Katherine Morales

Fisher Investments

Heredia

Plano, TX

CRD 8200600

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-11
  • CA RA
    APPROVED
    Since 2026-02-11

Branch Locations

Zona Franca America, Edifício E21, Sexto Piso San Francisco, Heredia 40103 • Costa Rica

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 12/2025 Present
Concenrtrix San Jose 09/2022 10/2024
Texas Association Of Counties Austin TX 10/2021 09/2022
Snapcompliance Heredia 05/2021 11/2021
Mckinsey And Company Heredia 09/2019 05/2021
National Instruments Heredia 05/2018 07/2019
Ibm Heredia 03/2016 05/2018
Innovation Made Clear Heredia 10/2024 10/2025
  • 12/2025 → Present
    Fisher Investments
    San Mateo, CA
  • 09/2022 → 10/2024
    Concenrtrix
    San Jose
  • 10/2021 → 09/2022
    Texas Association Of Counties
    Austin, TX
  • 05/2021 → 11/2021
    Snapcompliance
    Heredia
  • 09/2019 → 05/2021
    Mckinsey And Company
    Heredia
  • 05/2018 → 07/2019
    National Instruments
    Heredia
  • 03/2016 → 05/2018
    Ibm
    Heredia
  • 10/2024 → 10/2025
    Innovation Made Clear
    Heredia
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-11
  • S65 Uniform Investment Adviser Law Examination
    2026-02-11

View on SEC IAPD

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