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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-13
NC RA APPROVED 2026-04-09
  • TX RA
    APPROVED
    Since 2026-04-13
  • NC RA
    APPROVED
    Since 2026-04-09

Branch Locations

401 N Tryon St Ci Client Services, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2026 Present
Ninjatrader Concord NC 06/2025 12/2025
Lee Construction Company Of The Carolinas Pineville NC 09/2024 05/2025
United Rentals Charlotte NC 05/2024 08/2024
Best Buy Blakeney NC 01/2024 04/2024
Winkler Middle School Concord NC 02/2016 07/2017
Northwest Cabarrus High School Concord NC 08/2017 06/2021
Rowan Cabarrus Community College Concord NC 07/2021 07/2022
Central Piedmont Community College Concord NC 08/2022 12/2025
University Of North Carolina At Charlotte Charlotte NC 08/2023 05/2025
Amazon Concord NC 10/2022 04/2023
  • 01/2026 → Present
    Charlotte, NC
  • 06/2025 → 12/2025
    Ninjatrader
    Concord, NC
  • 09/2024 → 05/2025
    Lee Construction Company Of The Carolinas
    Pineville, NC
  • 05/2024 → 08/2024
    United Rentals
    Charlotte, NC
  • 01/2024 → 04/2024
    Best Buy
    Blakeney, NC
  • 02/2016 → 07/2017
    Winkler Middle School
    Concord, NC
  • 08/2017 → 06/2021
    Northwest Cabarrus High School
    Concord, NC
  • 07/2021 → 07/2022
    Rowan Cabarrus Community College
    Concord, NC
  • 08/2022 → 12/2025
    Central Piedmont Community College
    Concord, NC
  • 08/2023 → 05/2025
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 10/2022 → 04/2023
    Amazon
    Concord, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-09
  • S66 Uniform Combined State Law Examination
    2026-04-09
Other Names
  • Alejandro Mozqueda-Alvarez

View on SEC IAPD

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