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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-14 |
Branch Locations
2833 Highway 36 S, Sealy, TX 77474 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sealy | TX | 09/2019 | Present |
| Wells Fargo Clearing Services, Llc | Sealy | TX | 12/2025 | Present |
| Whataburger | Sealy | TX | 08/2016 | 06/2018 |
| Buc Ee's | Katy | TX | 06/2018 | 08/2018 |
| Childtime Learning Centers | Katy | TX | 08/2018 | 09/2018 |
| Pacesetter Personnel Services | Katy | TX | 09/2018 | 09/2019 |
| Sealy High School | Sealy | TX | 08/2015 | 05/2018 |
| Houston Community College | Houston | TX | 08/2018 | 05/2020 |
| University Of Houston-Downtown | Houston | TX | 08/2021 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-18 |
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