Corey David Umeda

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2008-06-20

CO RA
APPROVED

Since 2008-06-20

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co, Inc.	Lone Tree	CO	06/2008	Present
Charles Schwab Premier Bank	Lone Tree	CO	08/2025	Present

06/2008 → Present

Charles Schwab & Co, Inc.

Lone Tree, CO
08/2025 → Present

Charles Schwab Premier Bank

Lone Tree, CO

Previous Registrations

2005-11-01 → 2008-06-03

Scott & Stringfellow, Llc

Wilmington, NC

Wilmington, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-27

S66 Uniform Combined State Law Examination

2005-10-27

Other Names

Corey David Umeda
Corey David Umeda
David Aaron Umeda
David A Umeda

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