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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-13 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 12/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 12/2025 | Present |
| Barfield Wealth Management | Oxford | MS | 06/2024 | 12/2025 |
| Spring Street Cigars | Oxford | MS | 11/2023 | 05/2024 |
| University Of Mississippi | Oxford | MS | 08/2020 | 05/2024 |
| Inverness Golf Club | Inverness | IL | 04/2018 | 08/2023 |
| Fremd High School | Palatine | IL | 08/2016 | 05/2020 |
| Trident Manufacturing | Elgin | IL | 05/2022 | 08/2022 |
| Equity Building Financial | Arlington Heights | IL | 05/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-27 |
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