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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-07 |
Branch Locations
6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Pleasonton | CA | 12/2025 | Present |
| Wfgia | Pleasanton | CA | 10/2025 | Present |
| None | Fremont | CA | 12/2024 | 10/2025 |
| Aqualung (Dba Pelagic Pressure Systems Corp.) | San Leandro | CA | 08/2017 | 12/2024 |
| Huish Outdoors (Dba Oceanic, Hollis) | Salt Lake City | UT | 04/2017 | 08/2017 |
| American Underwater Products (Dba Oceanic, Hollis) | San Leandro | CA | 07/2000 | 04/2017 |
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-30 |
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