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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-10 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roberts Wealth Management | Houston | TX | 06/2024 | 04/2025 |
| High Tech Machine | Houston | TX | 06/2021 | 08/2021 |
| Bay Oaks Country Club | Houston | TX | 03/2021 | 05/2021 |
| Beacon Lakes Golf Course | Dickinson | TX | 12/2020 | 02/2021 |
| Missing Links Golf Club | Mequon | WI | 09/2018 | 06/2019 |
| Unemployed | Unemployed | TX | 04/2025 | 01/2026 |
| Full Time Student - University Of Iowa | Iowa City | IA | 01/2023 | 12/2024 |
| Unemployed | Unemployed | TX | 05/2022 | 01/2023 |
| Full Time Student - Miami Ohio | Oxford | OH | 09/2021 | 05/2022 |
| Unemployed | Unemployed | TX | 08/2021 | 09/2021 |
| Unemployed | Unemployed | TX | 05/2021 | 06/2021 |
| Unemployed | Unemployed | TX | 02/2021 | 03/2021 |
| Full Time Student - Iowa State University | Ames | IA | 08/2020 | 05/2021 |
| Unemployed | Unemployed | TX | 06/2019 | 08/2020 |
| Unemployed | Unemployed | TX | 03/2002 | 09/2018 |
| Ubs Financial Services, Inc. | Houston | TX | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-01 |
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